FAIS Disclosure

Introduction

In terms of the General Code of Conduct of the FAIS Act, Alizé Capital (Pty) Ltd (Registration number 1995/000655/07) is required to disclose the information in this document to you. You are therefore requested to read through the document carefully and acknowledge that you have read and understand the contents hereof. If there is anything in this document that you do not understand, please request further information from us. You are entitled to a copy of this document for your own records.

Authorised Financial Services Provider

Alizé (Pty) Ltd is an authorised financial services provider (FSP number 17513) in terms of Section 8 of the FAIS Act. A copy of our license certificate is available on request.

Physical Address
Park Lane West Building – 6th Floor, 194 Bancor Avenue, Waterkloof Glen, Pretoria, 0010

Postal Address
Postnet Suite 393, Private Bag X04, Menlo Park, Gauteng, 0102

Contact Person
Graham Megaw

Telephone Number
+27 (11) 493 4644

Email
graham.megaw@alizecap.com

Website
https://www.alizecap.com/

Financial Services and Products

The Financial Sector Conduct Authority has duly authorised Alizé Capital (Pty) Ltd to render financial services as defined in terms of the FAIS Act in respect of the following financial products:

Category 1
CATEGORY DESCRIPTION ADVICE INTERMEDIARY
Long-term deposits
Money market instruments
Debentures and securitised deb
Derivative instruments
Warrants, certificates and other instruments
Bonds
Short-term deposits

Authorised Key Individuals

The Financial Sector Conduct Authority has duly authorised the following key individual/s to render financial services as defined in terms of the FAIS Act in respect of the classes of business highlighted below:
Graham Megaw
CLASS OF BUSINESS CATEGORY 1
Investments
Short-term and long-term deposits
Nirvana Mohanlall
CLASS OF BUSINESS CATEGORY 1
Investments
Short-term and long-term deposits
Authorised Representatives
CATEGORY 1 Graham Megaw Nirvana Mohanlall
Money market instruments
Debentures and securitised debt
Warrants, certificates and other instruments
Bonds
Derivative instruments
Long-term deposits
Short-term deposits

Conflict of Interest Management Policy

Alizé Capital (Pty) Ltd has adopted and implemented a conflict of interest management policy that complies with the provisions of the FAIS Act.

The conflict of interest management policy is published on the website of Alizé Capital (Pty) Ltd at www.alizecap.com The conflict of interest management policy can also be obtained from Alizé Capital (Pty) Ltd on request from info@alizecap.com.

Compliance Officer

Name
Moonstone Compliance

Physical Address
25 Quantum Street, Technopark, Stellenbosch, 7600

Postal Address
25 Quantum Street, Technopark, Stellenbosch, 7600

Contact Person
Francois Meintjies

Telephone Number
+ (27) 21 883 8000

Cell Number
+ (27) 82 894 6694

Email
fm@moonstonecompliance.co.za

Idemnity Cover

Alizé Capital (Pty) Ltd holds Professional Indemnity and Fidelity cover.

Treating Customers Fairly (TCF)

TCF is a set of principles introduced by the Financial Sector Conduct Authority (FSCA) to aid and underpin existing financial services legislation aimed at the protection of consumers and clients.

These principles are embedded in Alizé Capital’s company culture and guide us to continuously strive to enhance the quality of our service offering to clients.

TCF Principles
  1. Clients must be confident that they are dealing with a service provider where the fair treatment of customers is central to the corporate culture.
  2. Products and services marketed and sold in the retail market are designed to meet the needs of identified consumer groups and are targeted accordingly.
  3. Clients are provided with clear information and are kept appropriately informed before, during and after the point of sale.
  4. Where clients receive advice, the advice is suitable and takes account of their circumstances.
  5. Clients/consumers are provided with products that perform as the company or service provider has led them to expect, and the associated service is of an acceptable standard and as they have been led to expect.
  6. Clients do not face unreasonable post-sale barriers imposed by the company or service provider to change products, switch providers, submit a claim or make a complaint.

Complaints

Should you wish to pursue a complaint against a key individual or representative of Alizé Capital (Pty) Ltd, you should address the complaint in writing to info@alizecap.com. If you are not entirely satisfied with the manner in which we handled your complaint, you are entitled to refer it to the office of the FAIS Ombud. Our Complaints Procedure is on our website, https://alizecap.com/complaints-procedure/.

Financial Intelligence Centre Act (FICA)

In terms of FICA, Alizé Capital (Pty) Ltd is an accountable institution with reporting entity registration number 17513. We are required to identify our prospective clients, verify the given information and keep records of the verifying documents.

We are also obliged to report suspicious and unusual transactions that may facilitate money laundering to the authorities.

Disclaimer

You should note that there are risks involved in buying or selling any financial product, and past performance of a financial product is not necessarily indicative of the future performance.

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CONTACT US

Alizé Capital
Park Lane West Building
194 Bancor Avenue
Waterkloof Glen
Gauteng
0010

T: +27 010 016 8570
E: info@alizecap.com Disclaimer | Privacy Policy | FAIS Disclosure | Complaints Procedure | Conflict of Interest

© 2026 Alizé Capital. All rights reserved.

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